Boardman Law Firm LLP—Banking Group

Fourth Floor, 1 South Pinckney St. • Madison WI 53703 TEL: (608) 257-9521 FAX: (608) 283-1709

Affiliates and Links

No other law firm has more experience with Wisconsin banking law than Boardman.


DFI

Merger Application (banks):
http://www.wdfi.org/_resources/indexed/site/fi/banks/MergerAppF.pdf

Branch Application (banks):
http://www.wdfi.org/_resources/indexed/site/fi/banks/BranchAppF.pdf

Name Change (Amendment to Articles of Incorporation) (banks):
http://www.wdfi.org/_resources/indexed/site/fi/banks/AmendmentToArticlesOfIncorporation.pdf

Articles of Incorporation (banks):
http://www.wdfi.org/_resources/indexed/site/fi/banks/ArticlesOfIncorporation.pdf

Acquisition of Wisconsin Bank or Bank Holding Company Application:
http://www.wdfi.org/_resources/indexed/site/fi/banks/BHCAcquisitonAppF.pdf/

Articles of Incorporation (bank holding companies):
http://www.wdfi.org/_resources/indexed/site/corporations/form002_f.pdf

Articles of Amendment (bank holding companies):
http://www.wdfi.org/_resources/indexed/site/corporations/form004.pdf

Articles of Merger (bank holding companies):
http://www.wdfi.org/_resources/indexed/site/corporations/Form2000.pdf

Federal Reserve

Consolidated Financial Statements for Bank Holding Companies - FR Y-9C:
http://www.federalreserve.gov/reportforms/forms/FR_Y-9C20080331_f.pdf

Parent Company Only Financial Statements for Large Bank Holding Companies - FR Y-9LP:
http://www.federalreserve.gov/reportforms/forms/FR_Y-9LP20080331_f.pdf

Parent Company Only Financial Statements for Small Bank Holding Companies - FR Y-9SP:
http://www.federalreserve.gov/reportforms/forms/FR_Y-9SP20080630_f.pdf

Report of Changes in Organizational Structure - FR Y-10:
http://www.federalreserve.gov/reportforms/forms/FR_Y-1020080430_f.pdf

Financial Crimes Enforcement Network (FinCen)

Bank Secrecy Act forms, including Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs):
http://www.fincen.gov/forms/bsa_forms/

FDIC/Interagency

Interagency Bank Merger Act Application:
http://www.fdic.gov/formsdocuments/bma-fapp.pdf

Interagency Biographical and Financial Report:
http://www.fdic.gov/formsdocuments/Bio-FinReport.pdf

Interagency Notice of Change in Director or Senior Executive Officer:
http://www.fdic.gov/formsdocuments/interag1.pdf

FFIEC

Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only - FFIEC 041:
http://www.ffiec.gov/PDF/FFIEC_forms/FFIEC041_200806_f.pdf

Federal Emergency Management Agency (FEMA)

Standard Flood Hazard Determination:
http://www.fema.gov/pdf/nfip/sfhdf.pdf

U.S. Department of Housing and Urban Development

Settlement Statement - HUD-1:
http://www.hud.gov/offices/adm/hudclips/forms/files/1.pdf

Settlement Statement Optional Form for Transactions Without Sellers - HUD-1A:
http://www.hud.gov/offices/adm/hudclips/forms/files/1a.pdf

IRS

Application for Employer Identification Number - SS-4
http://www.irs.ustreas.gov/pub/irs-pdf/fss4.pdf?portlet=3

Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding - W-8BEN:
http://www.irs.gov/pub/irs-pdf/fw8ben.pdf

Certificate of Foreign Intermediary, Foreign Flow-Through Entity, or Certain U.S. Branches for United States Tax Withholding - W-8IMY:
http://www.irs.gov/pub/irs-pdf/fw8imy.pdf

Request for Taxpayer Identification Number and Certification - W-9:
http://www.irs.gov/pub/irs-pdf/fw9.pdf

OTS

Thrift Financial Report:
http://www.ots.treas.gov/docs/7/78212.pdf

Branch Office Survey System:
http://www.ots.treas.gov/docs/4/480971.pdf

Other Resources

Bankers' Bank, Madison, Wisconsin:
http://www.bankersbankusa.com/

Wisconsin Bankers Association, Madison, Wisconsin,:
http://www.wisbank.com/

Testimonials

"John Knight is the complete package when it comes to solid advice on all of the challenges and opportunities that our bank faces in today's volatile economy. John's background and experience are renowned. I have always found him to be steady in his demeanor and approach to problem solving and that is a big plus given the current regulatory environment for banking."
-- E. David Locke, Chairman and CEO of McFarland State Bank

"John Knight and the banking group at Boardman are thoroughly knowledgeable on federal and state banking laws and have demonstrated decades of commitment to the sound representation of Wisconsin banks and WBA."
-- Rose Oswald Poels, President & CEO of the Wisconsin Bankers Association

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